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Self-regulatory organizations
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#	Item
701	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]February 20, 2015 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-23 10:05:23 Investment Securities Exchange Act NASDAQ Short Market maker Alternative Trading Systems Financial markets Financial economics Finance
702	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]February 18, 2015 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule C Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-19 07:18:17 Financial system Direct Edge BATS Global Markets Consolidated Tape Association Market data Securities Exchange Act Futures contract U.S. Securities and Exchange Commission Bat Financial markets Financial economics Investment
703	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]February 26, 2015 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-26 13:31:52 Securities Exchange Act U.S. Securities and Exchange Commission Financial regulation Government Financial economics United States securities law 73rd United States Congress United States Securities and Exchange Commission
704	May 10, 2013 Via Electronic Mail ([removed]) Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-05-13 14:06:43 Corporate crime U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Direct Edge International Securities Exchange Chicago Stock Exchange NASDAQ NYSE Arca OMX Economy of the United States Self-regulatory organizations United States securities law
705	Date of Event: October 23, 2014 Duration of Recording: 5 hrs. 2 min. Transcript: Compliance Outreach Program for Municipal Advisors Speakers: Drew Bowden, Director, OCIE; Ed Wegener, Midwest Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-12-05 11:22:36 Self-regulatory organizations Business Financial regulation Investment Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Financial adviser Financial Industry Regulatory Authority Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Finance United States securities law
706	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BOX[removed]February 12, 2015 Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Ru Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-12 13:44:06 Business Securities Exchange Act Finance Financial economics U.S. Securities and Exchange Commission Limited liability company Short United States securities law 73rd United States Congress United States Securities and Exchange Commission
707	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]February 19, 2015 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-20 08:05:06 Investment Finance Algorithmic trading Order Options Price Reporting Authority Securities Exchange Act Trading halt Option Financial economics Financial markets Stock market
708	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEARCA[removed]February 26, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-26 13:31:59 Economy of the United States 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission NYSE Arca Financial economics Market maker Pacific Exchange New York Stock Exchange Financial markets United States securities law Self-regulatory organizations
709	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BOX[removed]February 19, 2015 Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rul Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-20 08:03:44 Finance 73rd United States Congress United States Securities and Exchange Commission Financial regulation Financial markets Securities Exchange Act Short U.S. Securities and Exchange Commission Betting in poker Financial economics United States securities law Financial system
710	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSX[removed]February 13, 2015 Self-Regulatory Organizations; National Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change in Conne Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-13 12:57:06 United States Securities and Exchange Commission United States securities law Finance Stock market Financial markets Securities Exchange Act Security Short Financial economics Investment 73rd United States Congress

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